Industry Resources
Regulators:
- The U.S. SEC
- The FINRA
- The Financial Services Authority
- The Ontario Securities Commission
- The EU
- The Japanese Ministry of Finance
- China Securities Regulatory Commission
- The International Organization of Securities Regulators (IOSCO)
- The World Federation of Stock Exchanges
Legislators
US Market Centers
- The NASDAQ Stock Trader
- The NASDAQ OMX Group
- The Boston Stock Exchange
- The Chicago Stock Exchange
- The Philadelphia Stock Exchange
- NYSE Euronext
Global Market Centers
- The London Stock Exchange
- Deutsche Borse
- The Toronto Stock Exchange
- The Tokyo Stock Exchange
- The Stock Exchange of Hong Kong
- The Shanghai Stock Exchange
Media Sources
Conference Presentations
Scottadale 2009 Day 1
- Roch Parayre
- The Regulatory Landscape: Short Sales / Stock Loans / D.C. Update
- Options & Equities: The Market Convergence?
- Tom McClellan
- The Sell Side Shakeout: Regional and Boutique Firms
Scottadale 2009 Day 2
- Charles B. (Brad) Hintz
- Seth Merrin
- What the Buy Side is Looking for from the Sell Side
- Russell J. Fuller
- Exchange Update
- Trading Issues: Shift in Access
- Trading Issues: Shifts from the Traditional