Conference Presentations
Washington 2009 Day 1
Rick Ketchum
CEO, FINRA
Keith Darcy
Executive Director of the Ethics and Compliance Officer Association (ECOA)
James A. Brigagliano
Deputy Director, SEC Division of Trading & Markets
Short Sale Discussion
Moderator: Brett Mock; Panelists: Len Amoruso, James A. Brigagliano, Jeff Brown, Peter Driscoll, Joseph Mecane
Joshua Rosner
Managing Director, Graham Fisher
Washington 2009 Day 2
Paul E. Kanjorski
Congressman (D-PA); Chairman, Capital Markets Subcommittee; Financial Services Committee
Troy Paredes
SEC Commissioner
Gregory Meeks
Congressman (D-NY)
