Industry Resources

 

 

 

Recent Studies:

• SIFMA issues White Paper on CAT
• Columbia Study on HFT
• Honorable Mary Jo White Senate Testimony

STA Decimalization Resource Page:

• “SEC May 1 Meeting of Advisory Committee on Small and Emerging Companies”
• STA Comments on SEC Small Business Advisory Committee
• House Committee on Small Business – April 11th “JOBS Act Implementation Update”
• SEC Decimalization Home Page
• 02/05/13 SEC Roundtable on Decimalization
• TABB Forum interview
• STA Letter to Chairman Schapiro
• STA Congressional Sub Committee Testimony
• STA Tick Size Comment Letter
• STA Letter to Senate Banking Committee on Capital Formation
• STA May 2003 Letter

Monthly Call to Member Notes:

• Notes from March Call to Members

Research Papers:

• NYSE Petition
• Bloomberg Government: The Financial Policy Landscape in 2013 Replay of Webinar
• Bloomberg Government: The Financial Policy Landscape in 2013 Slides
• The Externalities of High Frequency Trading

Regulators:

• The U.S. SEC
• The FINRA
• The Financial Services Authority
• The Ontario Securities Commission
• The EU
• The Japanese Ministry of Finance
• China Securities Regulatory Commission
• The International Organization of Securities Regulators (IOSCO)
• The World Federation of Stock Exchanges

Legislators

• U.S. Senate Banking Committee
• U.S. House Committee on Financial Services

US Market Centers

• The NASDAQ Stock Trader
• The NASDAQ OMX Group
• The Boston Stock Exchange
• The Chicago Stock Exchange
• The Philadelphia Stock Exchange
• NYSE Euronext

Global Market Centers

• The London Stock Exchange
• Deutsche Borse
• The Toronto Stock Exchange
• The Tokyo Stock Exchange
• The Stock Exchange of Hong Kong
• The Shanghai Stock Exchange

Media Sources

• Traders Magazine
• Bloomberg
• Reuters
• Dow-Jones
• Wall Street Journal
• Financial Times
• CNBC
• MarketWatch